Surveillance in Stock Exchanges Module

Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market. transactions.

Why should one take this course?

  • To understand the importance of market surveillance mechanism.
  • To learn the role of surveillance in risk management.
  • To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
  • To understand the concept of corporate governance.

Who will benefit from this course?

  • Surveillance staff of the Exchanges and Regulators
  • Compliance officers
  • Students & Teachers
  • Anyone interested in the securities market

Test details

Duration: 120 minutes

No. of questions: 50

Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.

Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.


1,500/- (Rupees One Thousand Five Hundred Only).


Course Outline : Surveillance in Stock Exchanges Module (.pdf)

Study Material : Surveillance in Stock Exchanges Module (.pdf)

Previous Post
Next Post