Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market. transactions.
Why should one take this course?
- To understand the importance of market surveillance mechanism.
- To learn the role of surveillance in risk management.
- To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
- To understand the concept of corporate governance.
Who will benefit from this course?
- Surveillance staff of the Exchanges and Regulators
- Compliance officers
- Students & Teachers
- Anyone interested in the securities market
Test details
Duration: 120 minutes
No. of questions: 50
Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.
Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.
Fees
1,500/- (Rupees One Thousand Five Hundred Only).
Download
Course Outline : Surveillance in Stock Exchanges Module (.pdf)
Study Material : Surveillance in Stock Exchanges Module (.pdf)