Compliance Officers (Corporates) Module

Compliance officers of any company needs to have adequate knowledge of the legal and regulatory requirements for carrying out the business of that company. A sound knowledge of these helps the organization adhere to the required compliance standards. The Compliance Officers (Corporates) module tests the candidates on their knowledge of the relevant rules, regulations and guidelines governing the corporates such as the Companies Act. Those of you, interested in taking the test in this module need to refer to the Companies Act, SC(R)A, Depositories Act etc as per the curriculum. Please note that no study material is provided for this module.

Why should one take this course?

  • To understand the Companies Act, 1956.
  • To know about the provisions of the listing agreement.
  • To know about the Securities Contracts (Regulation) Act, 1956.

Who will benefit from this course?

  • Compliance Officers
  • Students of Law colleges
  • Candidates interested in making their career as compliance officers/legal officers in the securities market

Test details

Duration: 120 minutes

No. of questions: 60

Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.

Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.


1,500/- (Rupees One Thousand Five Hundred Only)."


Course Outline : Compliance Officers (Corporates) Module (.pdf)

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