Why should one take this course?
- To understand the statutes pertaining to the securities market.
- To learn about the rules, regulations and bye-laws of the exchanges.
- To understand the SEBI guidelines.
Who will benefit from this course?
- Compliance Officers
- Students of Law colleges
- Candidates interested in making their career as compliance officers/legal officers in the securities market
Test details
Duration: 120 minutes
No. of questions: 60
Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.
Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.
Fees
1,500/- (Rupees One Thousand Five Hundred Only).
Download
Course Outline : Compliance Officers (Brokers) Module (.pdf)